SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Peng Taren

(Last) (First) (Middle)
18872 MACARTHUR BOULEVARD, SUITE 200

(Street)
IRVINE CA 92612

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/12/2018
3. Issuer Name and Ticker or Trading Symbol
AutoWeb, Inc. [ AUTO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Technology
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 30,000(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) (2) 03/10/2021 Common Stock 5,000 14.93 D
Employee Stock Option (Right to Buy) (3) 10/02/2021 Common Stock 10,000 14.93 D
Employee Stock Option (Right to Buy) (4) 01/23/2022 Common Stock 3,000 10.2 D
Employee Stock Option (Right to Buy) (5) 01/21/2023 Common Stock 5,000 17.09 D
Employee Stock Option (Right to Buy) (6) 01/26/2024 Common Stock 20,000 13.81 D
Employee Stock Option (Right to Buy) (7) 04/12/2025 Common Stock 83,000 3.26 D
Explanation of Responses:
1. Restricted Stock that vests one third on September 27, 2018, September 27, 2019, and September 27, 2020.
2. Grant on March 10, 2014 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable.
3. Grant on October 2, 2014 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable.
4. Grant on January 23, 2015 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable.
5. Grant on January 21, 2016 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. 33 1/3% vested and became exercisable on the first anniversary of the grant date, and 1/36 vest and become exercisable on each successive month thereafter ending on the 3rd anniversary of grant date.
6. Grant on January 26, 2017 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. 33 1/3% vested and became exercisable on the first anniversary of the grant date, and 1/36 vest and become exercisable on each successive month thereafter ending on the 3rd anniversary of grant date.
7. Grant on April 12, 2018 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. 33 1/3% vested and became exercisable on the first anniversary of the grant date, and 1/36 vest and become exercisable on each successive month thereafter ending on the 3rd anniversary of grant date.
/s/ Glenn E. Fuller, Attorney-in-Fact 04/17/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
ex24-04172018_010401.htm

LIMITED POWER OF ATTORNEY


KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned (Grantor) hereby constitutes and appoints Glenn E. Fuller and  D. Michael Beck, and each of them individually, as Grantors true and lawful attorney-in-fact and agent, for Grantor and in Grantors name, place and stead, in any and all capacities, with full power to act alone, to (1) execute Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder; and (2) do and perform all necessary or desirable acts to complete and execute any of those Forms 3, 4 or 5 or any amendments, including the execution for and on behalf of the undersigned, the Form ID Application required to be filed with the Securities and Exchange Commission (SEC)  in order to obtain SEC Edgar filing codes, and timely file the aforementioned Forms with the SEC and any stock exchange or similar authority, hereby granting unto said attorney-in-fact and agent, full power and authority to do and perform any and all acts and things requisite and necessary to be done in connection therewith, as fully to all intents and purposes as Grantor might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, may lawfully do or cause to be done by virtue hereof.


This Limited Power of Attorney supersedes any power of attorney previously executed by the undersigned regarding the purposes outlined in the first paragraph hereof (Prior Powers of Attorney), and the authority of the attorneys-in-fact named in any Prior Powers of Attorney is hereby revoked.


This limited power of attorney shall remain in full force and effect until Grantor is no longer required to file any of Forms 3, 4 or 5 with respect to Grantors holdings of, and transactions in, securities of Autobytel Inc., unless earlier revoked by Grantor in a signed writing delivered to Glenn E. Fuller, D. Michael Beck, or any substitute therefor, if any. This limited power of attorney may be filed with the SEC as a confirming statement of the authority granted herein.


Date:  February 1, 2017

Grantor



/s/ Taren Peng

Taren Peng